This course will give you tools to stop fraud in its tracks with field-tested, proactive methods. It details cash studies, sample policies, real-world examples, checklists, and best practices. It will prove to be your roadmap to corporate fraud, the implementation of fraud prevention, and the creation of a culture of compliance.
Directed at professionals who understand the importance and ramifications of good corporate governance, ethics, and compliance, this course will explore major compliance and corporate governance initiatives, a 14-point program your business can use to proactively prevent fraud, ACFE Fraud Prevention Check-Up to test how vulnerable your organization is, best practices for hotlines and whistleblower protection, the Fraud Triangle and other theories and models explaining how and why fraud occurs, how the government investigates and prosecutes corporate fraud, interviews with former fraudsters, key steps in designing a robust fraud prevention program, the role of the Sarbanes-Oxley Act in reducing corporate fraud, enterprise risk management, global fraud and corruption risk, The Foreign Corrupt Practices Act (FCPA), updates to the Federal Sentencing Guidelines for Organizational Crime, the impact of the financial crisis and "Too Big to Fail" policy, and technology trends and tools to protect organizations. PLEASE NOTE: Not accepted for Enrolled Agents. All course material provided. No prerequisites. Course level: Basic.
PLEASE NOTE: CPE credit measurement is based on NASBA Registry and QAS guidelines of one credit for every 50 minutes. Credit calculation may vary in different states — check with your State Board of Accountancy. Unless otherwise noted in the specific course description, no advanced preparation is required in order to register or complete any PES CPE course. Use of materials or services provided by Professional Education Services, LP ("PES") are governed by the Terms and Conditions stated on PES' website www.mypescpe.com. PES provides these courses with the understanding that it is not providing any accounting, legal, or other professional advice and assumes no liability whatsoever in connection with its use. PES has used diligent efforts to provide quality information and material to its customers, but does not warrant or guarantee the accuracy, timeliness, completeness, or currency of the information contained herein. Ultimately, the responsibility to comply with applicable legal requirements falls solely upon the individual licensee, not PES. PES encourages you to contact your state Board for the latest information and to confirm or clarify any questions or concerns you have regarding your duties or obligations as a licensed professional.